Susan J. Ferber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Jill Ferber was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1992. Susan had worked at 4 firms and has passed the Series 63, Series 6, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2021 - December 5, 2022
USI ADVISORS
May 2, 2000 - July 23, 2014
MUTUAL OF AMERICA SECURITIES LLC
May 2, 2000 - July 23, 2014
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
February 5, 1992 - May 17, 1995
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,346 |
| AUM (Assets Under Management) | $ 48,864,913,348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
