TH
Thomas B. Hamlin
SOMERSET WEALTH MANAGEMENT
Portland, OR 97239
Some features on this profile are disabled
CRD#: 2208505
TH
Professional summary
Thomas Burgess Hamlin is a registered financial advisor currently at SOMERSET WEALTH MANAGEMENT, LLC located in Portland, Oregon and SOMERSET SECURITIES, INC. located in Portland, Oregon.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SOMERSET HOLDINGS GROUP, LLC "SHG" - PORTLAND, OR. HOLDING COMPANY FOR ALL SOMERSET RELATED COMPANIES. FOUNDED JULY-1997 AS HAMLIN FINANCIAL AND INSURANCE SERVICES, LLC, IT WAS NON-Securities, owns SOMERSET WEALTH MANAGEMENT, LLC, SOMERSET WEALTH STRATEGIES, LLC AND SOMERSET SECURITIES, INC. 70/80 HOURS PER WEEK, ALL IN AMONG ALL SOMERSET ENTITIES HELD INSIDE OF SOMERSET HOLDINGS GROUP, LLC. 2) SOMERSET WEALTH STRATEGIES, LLC - PORTLAND, OR, INVESTMENT RELATED; FOUNDER/OWNER/CEO, SINCE 10/01/06. FIRM SELLS/MARKETS FIXED ANNUITIES, LIFE INSURANCE AND OTHER FIXED, NON-SECURITIES INVESTMENTS, subsidiary of SOMERSET HOLDINGS, GROUP, LLC. 3 HR/YR. AS OF 2024 SOMERSET WEALTH STRATEGIES IS AN INSURANCE AGENCY. 3) SOMERSET CONSULTING SERVICES DBA UNDER HAMLIN FINANCIAL NOW UNDER SOMERSET HOLDING GROUP, LLC - LAKE OSWEGO, OR. INVESTMENT RELATED, SINCE 12/01/08, CONSULTANT, CONSULTS FOR INSURANCE COMPANIES, AGENTS, ADVISORS AND INSURANCE AND ANNUITY RELATED WEBSITES, 5 HRS/MTH. 4) SHEPTON MALLET LLC - PORTLAND, OR. NON-INVESTMENT RELATED; OWNER, HOLDING COMPANY FOR SMAS OWNED BY THOMAS HAMLIN, SINCE 10/5/11. NO INTENTION TO RESELL THE SMAS. 3 HRS/YR. 5) CARPE MOMENTUM, LLC, 4600 S KELLY AVE, PORTLAND, OR 97239, SINCE 8/28/12, NOT INVESTMENT RELATED, OWNER, THIS LLC IS CURRENTLY INACTIVE. 6) NULLI SECUNDAS, LLC, INVESTMENT RELATED, OWNER, ENTITY THAT GOES IN THE COURT ORDER AS NOMINAL OWNER WITH FURTHER ASSIGNMENT TO BENEFICIAL OWNER (BONAFIDE OWNER) FOR PURCHASE OF SECONDARY MARKET ANNUITY PAYMENT RIGHTS (AKA FACTORED STRUCTURED SETTLEMENTS AND LOTTERY WINNINGS). WHOLLY OWNED BY SOMERSET HOLDINGS GROUP, LLC F/K/A HAMLIN FINANCIAL & INSURANCE SERVICES, LLC, ESTABLISHED IN 08/2012. FIRST COURT ORDER ENTRY IN 11/2012, FIRST REASSIGNMENT IN 02/2013 1-2 HRS/YR, 0 TRADING HOURS. NO NEW ASSIGNMENTS ARE CURRENTLY GOING INTO NULLI. 7) PIED PIPER RANCH, LLC; THE LLC OF PIED PIPER RANCH, CAMBRIA, NOT INVESTMENT RELATED, OWNER OF VACATION PROPERTY THAT IS RENTED ON A SHORT-TERM BASIS, AND SMALL WEDDINGS (AIRBNB, VRBO/HOMEAWAY/THE KNOTT). START 06/2020, 3 HR/MO. 8) THOMAS B. HAMLIN - MAY PROVIDE BASIC FINANCIAL, WEBSITE, MARKETING AND RELATED SUPPORT TO STRUCTURED SETTLEMENT PAYMENT FACTORING/ORIGINATION COMPANIES AND ANNUITY NEWS AND MARKETING COMPANIES IN EXCHANGE FOR MOST FAVORED NATION STATUS AS A SERVICE PROVIDER. 3 HRS/YR. 9) SOMERSET WEALTH MANAGEMENT, LLC (170213) - located in Portland OR, start-date - 05/2014. position - CEO/FOUNDER, investments related, this is an investment advisor fee based management company, 10 hours per month all in trading hours. 10) JAGUAR PROPERITIES, A REGISTERED MEXICAN CORPORATION, FOR REAL ESTATE DEVELOPMENT, OWNERSHIP AND SHORT-TERM PROPERTY RENTALS. OPERATING EXCLUSIVELY IN TULUM, QUINTANA ROO, RIVIERA MAYA. 11) THOMAS HAMLIN IS THE SOLE OWNER, AND LEASOR OF THE BUILDING THAT HOUSES THE SOMERSET ADMIN TEAM, CERTAIN ADVISORS. SOMERSET WEALTH STRATEGIES, LLC IS THE LESSEE, LOCATED AT 4600 S. KELLY AVE., PORTLAND, OR 97239, not investment-related. 3 hrs./year during trading hours. 12) Somerset Charitable, a non-501c3 group that makes donations to other multiple worthy charities throughout the year in an effort to give back and make the world a better place, not investment-related, location - Portland, OR, position - CEO, compensation - none, duties - make decisions about financial grants to charities. 2 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Burgess Hamlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2014 - Present
SOMERSET WEALTH MANAGEMENT, LLC
Office #1: 4600 S Kelly Avenue, Portland, OR 97239RIA
CRD#: 170213
Portland, OR
Current
March 11, 2013 - Present
SOMERSET SECURITIES, INC.
Office #1: 4600 S Kelly Ave., Portland, OR 97239BD
CRD#: 2493
PORTLAND, OR
Past
January 2, 2009 - November 9, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
PORTLAND, OR
Past
March 30, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
PORTLAND, OR
Past
January 9, 1998 - December 31, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
PORTLAND, OR
Past
May 2, 1997 - November 9, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
PORTLAND, OR
Past
November 2, 1994 - May 30, 1997
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 6, 1993 - November 15, 1994
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
January 24, 1992 - December 31, 1992
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/21/2013)
RR
Alaska(4/26/2016)
RR
Arizona(3/25/2013)
RR
Arkansas(6/27/2013)
RR
California(3/12/2013)
IAR
California(6/8/2021)
RR
Colorado(9/18/2013)
RR
Connecticut(3/12/2013)
RR
Delaware(7/1/2013)
RR
Florida(5/28/2013)
RR
Georgia(4/23/2013)
RR
Hawaii(9/23/2014)
RR
Idaho(6/25/2013)
RR
Illinois(4/29/2013)
RR
Indiana(6/13/2013)
RR
Iowa(6/25/2013)
RR
Kansas(6/27/2013)
RR
Kentucky(6/25/2013)
RR
Louisiana(9/10/2013)
RR
Maine(8/13/2013)
RR
Maryland(3/27/2013)
RR
Massachusetts(4/23/2013)
RR
Michigan(6/7/2013)
RR
Minnesota(9/3/2013)
RR
Mississippi(6/26/2013)
RR
Missouri(9/19/2013)
RR
Montana(6/27/2013)
RR
Nebraska(7/15/2013)
RR
Nevada(6/6/2013)
RR
New Hampshire(8/13/2013)
RR
New Jersey(8/22/2013)
RR
New Mexico(6/10/2013)
RR
New York(9/10/2013)
RR
North Carolina(3/11/2013)
RR
North Dakota(10/9/2013)
RR
Ohio(3/26/2013)
RR
Oklahoma(6/25/2013)
RR
Oregon(5/28/2013)
IAR
Oregon(9/27/2022)
RR
Pennsylvania(4/1/2013)
RR
Rhode Island(3/11/2013)
RR
South Carolina(6/6/2013)
RR
Tennessee(5/28/2013)
RR
Texas(6/3/2013)
RR
Utah(4/3/2013)
RR
Vermont(9/20/2013)
RR
Virginia(6/14/2013)
RR
Washington(5/31/2013)
RR
West Virginia(9/23/2013)
RR
Wisconsin(6/25/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 7/8/2024
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SOMERSET WEALTH MANAGEMENT, LLC
SOMERSET WEALTH MANAGEMENT, LLC
CRD#: 170213 / SEC#:
California
Registered Investment Advisory firm - (6/8/2021 Approved)Oregon
Registered Investment Advisory firm - (9/27/2022 Approved)Wyoming
Registered Investment Advisory firm - (3/30/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4600 S Kelly Avenue, Portland, OR 97239
Mailing Address
Phone number
(503) 595-1333
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 12,887,312 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
