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Thomas Burgess Hamlin

SOMERSET WEALTH MANAGEMENT
PORTLAND, OR
·CRD# 2208505·34 years experience

Professional Summary

Thomas Burgess Hamlin is a registered financial advisor currently at SOMERSET WEALTH MANAGEMENT, LLC located in Portland, Oregon and SOMERSET SECURITIES, INC. located in Portland, Oregon. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SOMERSET WEALTH MANAGEMENT, LLC·CRD# 170213
RIA
4600 S Kelly Avenue, Portland, OR 97239
May 14, 2014 - Present
SOMERSET SECURITIES, INC.·CRD# 2493
BD
4600 S Kelly Ave., Portland, OR 97239
March 11, 2013 - Present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Portland, OR
January 2, 2009 - November 9, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Portland, OR
March 30, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Portland, OR
January 9, 1998 - December 31, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Portland, OR
May 2, 1997 - November 9, 2012
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 2, 1994 - May 30, 1997
SPELMAN & CO., INC.·CRD# 10232
BD
Phoenix, AZ
January 6, 1993 - November 15, 1994
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
January 24, 1992 - December 31, 1992

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Current Firm

SW
SOMERSET WEALTH MANAGEMENT, LLC

SOMERSET WEALTH MANAGEMENT, LLC

CRD#: 170213
California
Registered Investment Advisory firm - California (6/8/2021 Approved)
Oregon
Registered Investment Advisory firm - Oregon (9/27/2022 Approved)
Wyoming
Registered Investment Advisory firm - Wyoming (3/30/2021 Approved)

Contact Information

Main Address

4600 S Kelly Avenue, Portland, OR 97239

Phone Number

(503) 595-1333

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

105

AUM (Assets Under Management)

$17,326,586

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SOMERSET HOLDINGS GROUP, LLC "SHG" - PORTLAND, OR. HOLDING COMPANY FOR ALL SOMERSET RELATED COMPANIES. FOUNDED JULY-1997 AS HAMLIN FINANCIAL AND INSURANCE SERVICES, LLC, IT WAS NON-Securities, owns SOMERSET WEALTH MANAGEMENT, LLC, SOMERSET WEALTH STRATEGIES, LLC AND SOMERSET SECURITIES, INC. 70/80 HOURS PER WEEK, ALL IN AMONG ALL SOMERSET ENTITIES HELD INSIDE OF SOMERSET HOLDINGS GROUP, LLC. 2) SOMERSET WEALTH STRATEGIES, LLC - PORTLAND, OR, NOT-INVESTMENT RELATED; FOUNDER/OWNER/CEO, SINCE 10/01/06. FIRM SELLS/MARKETS FIXED ANNUITIES, LIFE INSURANCE AND OTHER FIXED, NON-SECURITIES INVESTMENTS, subsidiary of SOMERSET HOLDINGS, GROUP, LLC. 3 HR/YR. AS OF 2024 SOMERSET WEALTH STRATEGIES IS AN INSURANCE AGENCY. 3) SOMERSET CONSULTING SERVICES DBA UNDER HAMLIN FINANCIAL NOW UNDER SOMERSET HOLDING GROUP, LLC - LAKE OSWEGO, OR. INVESTMENT RELATED, SINCE 12/01/08, CONSULTANT, CONSULTS FOR INSURANCE COMPANIES, AGENTS, ADVISORS AND INSURANCE AND ANNUITY RELATED WEBSITES, 5 HRS/MTH. 4) SHEPTON MALLET LLC - PORTLAND, OR. NON-INVESTMENT RELATED; OWNER, HOLDING COMPANY FOR SMAS OWNED BY THOMAS HAMLIN, SINCE 10/5/11. NO INTENTION TO RESELL THE SMAS. 3 HRS/YR. 5) CARPE MOMENTUM, LLC, 4600 S KELLY AVE, PORTLAND, OR 97239, SINCE 8/28/12, NOT INVESTMENT RELATED, OWNER, THIS LLC IS CURRENTLY INACTIVE. 6) NULLI SECUNDAS, LLC, INVESTMENT RELATED, OWNER, ENTITY THAT GOES IN THE COURT ORDER AS NOMINAL OWNER WITH FURTHER ASSIGNMENT TO BENEFICIAL OWNER (BONAFIDE OWNER) FOR PURCHASE OF SECONDARY MARKET ANNUITY PAYMENT RIGHTS (AKA FACTORED STRUCTURED SETTLEMENTS AND LOTTERY WINNINGS). WHOLLY OWNED BY SOMERSET HOLDINGS GROUP, LLC F/K/A HAMLIN FINANCIAL & INSURANCE SERVICES, LLC, ESTABLISHED IN 08/2012. FIRST COURT ORDER ENTRY IN 11/2012, FIRST REASSIGNMENT IN 02/2013 1-2 HRS/YR, 0 TRADING HOURS. NO NEW ASSIGNMENTS ARE CURRENTLY GOING INTO NULLI. 7) PIED PIPER RANCH, LLC; THE LLC OF PIED PIPER RANCH, CAMBRIA, NOT INVESTMENT RELATED, OWNER OF VACATION PROPERTY THAT IS RENTED ON A SHORT-TERM BASIS, AND SMALL WEDDINGS (AIRBNB, VRBO/HOMEAWAY/THE KNOTT). START 06/2020, 3 HR/MO. 8) THOMAS B. HAMLIN - MAY PROVIDE BASIC FINANCIAL, WEBSITE, MARKETING AND RELATED SUPPORT TO STRUCTURED SETTLEMENT PAYMENT FACTORING/ORIGINATION COMPANIES AND ANNUITY NEWS AND MARKETING COMPANIES IN EXCHANGE FOR MOST FAVORED NATION STATUS AS A SERVICE PROVIDER. 3 HRS/YR. 9) SOMERSET WEALTH MANAGEMENT, LLC (170213) - located in Portland OR, start-date - 05/2014. position - CEO/FOUNDER, investments related, this is an investment advisor fee based management company, 10 hours per month all during trading hours. 10) JAGUAR PROPERITIES, A REGISTERED MEXICAN CORPORATION, FOR REAL ESTATE DEVELOPMENT, OWNERSHIP AND SHORT-TERM PROPERTY RENTALS. OPERATING EXCLUSIVELY IN TULUM, QUINTANA ROO, RIVIERA MAYA. 11) THOMAS HAMLIN IS THE SOLE OWNER, AND LEASOR OF THE BUILDING THAT HOUSES THE SOMERSET ADMIN TEAM, CERTAIN ADVISORS. SOMERSET WEALTH STRATEGIES, LLC IS THE LESSEE, LOCATED AT 4600 S. KELLY AVE., PORTLAND, OR 97239, not investment-related. 3 hrs./year during trading hours. 12) Somerset Charitable, a non-501c3 group that makes donations to other multiple worthy charities throughout the year in an effort to give back and make the world a better place, not investment-related, location - Portland, OR, position - CEO, compensation - none, duties - make decisions about financial grants to charities. 2 hours per month. 13) 13) AGAPE AT SEAGLASS COVE, NOT INVESTMENT RELATED, LOCATED AT 59720 OVERSEAS HWY #11, MARATHON, FL 33050. INDIVIDUALLY OWNED HOME FOR SHORT-TERM, WEEKLY RENTALS, 5 TO 10 HOURS PER MONTH DURING TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/21/2013)
RR
Alaska
(4/26/2016)
RR
Arizona
(3/25/2013)
RR
Arkansas
(6/27/2013)
RR
California
(3/12/2013)
IAR
California
(6/8/2021)
RR
Colorado
(9/18/2013)
RR
Connecticut
(3/12/2013)
RR
Delaware
(7/1/2013)
RR
Florida
(5/28/2013)
RR
Georgia
(4/23/2013)
RR
Hawaii
(9/23/2014)
RR
Idaho
(6/25/2013)
RR
Illinois
(4/29/2013)
RR
Indiana
(6/13/2013)
RR
Iowa
(6/25/2013)
RR
Kansas
(6/27/2013)
RR
Kentucky
(6/25/2013)
RR
Louisiana
(9/10/2013)
RR
Maine
(8/13/2013)
RR
Maryland
(3/27/2013)
RR
Massachusetts
(4/23/2013)
RR
Michigan
(6/7/2013)
RR
Minnesota
(9/3/2013)
RR
Mississippi
(6/26/2013)
RR
Missouri
(9/19/2013)
RR
Montana
(6/27/2013)
RR
Nebraska
(7/15/2013)
RR
Nevada
(6/6/2013)
RR
New Hampshire
(8/13/2013)
RR
New Jersey
(8/22/2013)
RR
New Mexico
(6/10/2013)
RR
New York
(9/10/2013)
RR
North Carolina
(3/11/2013)
RR
North Dakota
(10/9/2013)
RR
Ohio
(3/26/2013)
RR
Oklahoma
(6/25/2013)
RR
Oregon
(5/28/2013)
IAR
Oregon
(9/27/2022)
RR
Pennsylvania
(4/1/2013)
RR
Rhode Island
(3/11/2013)
RR
South Carolina
(6/6/2013)
RR
Tennessee
(5/28/2013)
RR
Texas
(6/3/2013)
RR
Utah
(4/3/2013)
RR
Vermont
(9/20/2013)
RR
Virginia
(6/14/2013)
RR
Washington
(5/31/2013)
RR
West Virginia
(9/23/2013)
RR
Wisconsin
(6/25/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jul 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1992About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 1997About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas Burgess Hamlin's CRS (Customer Relationship Summary).

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