Stanley C. Lochrie

ETESIAN WEALTH ADVISORS

West Linn, OR 97068

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CRD#: 2208453

Professional summary

Stanley Clayton Lochrie III, who also goes by Stanley Clayton Lochrie, is a registered financial advisor currently at ETESIAN WEALTH ADVISORS, INC. located in West Linn, Oregon.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Stanley has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stanley Clayton Lochrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LOCHRIE, INC (SUB-S CORP) RECEIVES COMMISSIONS INVESTMENT ADVISER REPRESENTATIVE - MOSS ADAMS WEALTH ADVISORS LLC RIA 2% TO 5% OF TIME SPENT. OWNER 100% OF LOCHRIE, INC. (SUB-S CORP)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Clayton Lochrie III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2009 - Present

ETESIAN WEALTH ADVISORS, INC.

Office #1: 1914 Willamette Falls Drive, #300, West Linn, OR 97068

RIA

CRD#: 152127

West Linn, OR

Past

December 19, 2005 - January 4, 2010

MOSS ADAMS SECURITIES & INSURANCE LLC

CRD#: 114950

PORTLAND, OR

Past

October 31, 2005 - December 6, 2005

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PORTLAND, OR

Past

October 31, 2005 - December 6, 2005

OSAIC SERVICES, INC.

CRD#: 133763

PORTLAND, OR

Past

April 9, 1999 - January 5, 2010

MOSS ADAMS WEALTH ADVISORS LLC

RIA

CRD#: 108917

PORTLAND, OR

Past

June 26, 1998 - October 31, 2005

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

PORTLAND, OR

Past

August 4, 1997 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

December 19, 1995 - August 6, 1997

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

May 9, 1994 - February 12, 1996

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

November 3, 1992 - August 3, 1999

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ETESIAN WEALTH ADVISORS, INC.

ETESIAN WEALTH ADVISORS, INC. | ETESIAN WEALTH ADVISORS, LLC

CRD#: 152127 / SEC#: 801-70785

RIA

Registered Investment Advisory firm - (11/18/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/16/2019)

IAR

Oregon
(12/16/2009)

IAR

Washington
(12/16/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/7/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ETESIAN WEALTH ADVISORS, INC.

ETESIAN WEALTH ADVISORS, INC. | ETESIAN WEALTH ADVISORS, LLC

CRD#: 152127 / SEC#: 801-70785

RIA

Registered Investment Advisory firm - (11/18/2009 Approved)

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Contact information

Main Address

1969 Willamette Falls Drive, #200, West Linn, OR 97068

Mailing Address

Phone number

(503) 387-3615

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ETESIAN WEALTH ADVISORS, INC. FORM ADV PART 2A (5/28/2025)

Regulatory assets under management

Total Number of Accounts	930
AUM (Assets Under Management)	$ 426,823,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stanley C. Lochrie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Clayton Lochrie III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSS ADAMS SECURITIES & INSURANCE LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MOSS ADAMS WEALTH ADVISORS LLC

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

WOODBURY FINANCIAL SERVICES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ETESIAN WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/1998

Series 63

Date: 10/8/1992

Series 7

Date: 12/7/1997

Series 6

Date: 10/30/1992

Current Firm

ETESIAN WEALTH ADVISORS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ETESIAN WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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