Barbara R. Hollis
Professional summary
Barbara Rachel Hollis, who also goes by Barbara Hollis Shingler, is a registered financial advisor currently at HOLISTIC PLANNERS located in Waldorf, Maryland.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Barbara has worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Rachel Hollis's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2024 - Present
HOLISTIC PLANNERS
November 12, 2020 - December 8, 2023
ARCHER INVESTMENT CORPORATION
August 7, 2017 - July 17, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
March 27, 2013 - July 17, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
January 30, 2009 - September 26, 2012
AVANTAX INVESTMENT SERVICES, INC.
February 15, 2007 - December 16, 2008
NATIONAL PLANNING CORPORATION
February 15, 2007 - December 16, 2008
NATIONAL PLANNING CORPORATION
September 28, 2004 - January 24, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
September 28, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
September 28, 2004 - January 24, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
June 3, 2004 - September 2, 2004
NATIONAL PLANNING CORPORATION
February 16, 1996 - January 10, 1997
NYLIFE SECURITIES LLC
November 14, 1995 - February 9, 1996
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 11, 1993 - December 11, 1995
COMMONWEALTH CHURCH FINANCE, INC.
February 18, 1992 - December 3, 1992
UNITED INTERNATIONAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/20/2024)
Exams
Series 7TO
Date: 3/2/2024
General Securities Representative ExaminationSeries 62
Date: 4/21/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
HOLISTIC PLANNERS
CRD#: 170933 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 14,354,316 |
Red Flags
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