Frank C. Geoly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Charles Geoly, who also goes by Frank C Geoly, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1981. Frank had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2006 - June 5, 2017
THE BENCHMARK COMPANY, LLC
March 26, 1990 - September 12, 2005
NATIONAL FINANCIAL SERVICES LLC
March 20, 1985 - September 20, 1989
JSC SECURITIES, INC.
April 15, 1982 - May 28, 1982
MCDONNELL SECURITIES CORPORATION
January 20, 1982 - June 30, 1982
JONESTRADING
October 23, 1981 - February 12, 1982
MCDONNELL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/30/2001
Limited Representative-Equity Trader ExamSeries 1
Date: 3/6/1972
Registered Representative ExaminationSeries 00
Date: 8/14/1972
General Securities Principal ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
