Paul E. Raymundo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Emmanuel Raymundo was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1992. Paul had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 1998 - November 2, 2015
J.P. TURNER & COMPANY, L.L.C.
August 22, 1994 - April 3, 1998
H.J. MEYERS & CO., INC.
August 8, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
February 6, 1992 - September 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/2/2006
Limited Representative-Equity Trader ExamCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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