John T. Chatmas

WATERLOO CAPITAL

AUSTIN, TX 78746

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CRD#: 2208046

Professional summary

John Thomas Chatmas JR is a registered financial advisor currently at WATERLOO CAPITAL located in Austin, Texas and INTELLIGENT WEALTH SOLUTIONS LLC located in Austin, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WATERLOO CAPITAL AUSTIN, TX INVESTMENT ADVISER PRESIDENT AND CEO SINCE 01/2011 INVESTMENT RELATERD WATERLOO CAPITAL AUSTIN, TX INVESTMENT ADVISER PRESIDENT SINCE 04/2019 INVESTMENT RELATERD INSURANCE LICENSED - PROVIDE INSURANCE FOR ESTATE TAX NEEDS WHEN NECESSARY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Chatmas JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2011 - Present

WATERLOO CAPITAL

Office #1: 2801 Via Fortuna Suite 250, Austin, TX 78746

RIA

CRD#: 133705

AUSTIN, TX

Current

April 15, 2019 - Present

INTELLIGENT WEALTH SOLUTIONS LLC

Office #1: 2801 Via Fortuna Suite 250, Austin, TX 78746

RIA

CRD#: 300403

AUSTIN, TX

Past

November 29, 2007 - January 3, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

November 29, 2007 - January 3, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

March 30, 2001 - December 5, 2007

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

AUSTIN, TX

Past

March 30, 2001 - December 5, 2007

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

AUSTIN, TX

Past

April 30, 1999 - April 10, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 26, 1992 - April 28, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 18, 1992 - September 24, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

February 18, 1992 - September 24, 1992

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATERLOO CAPITAL

CRD#: 133705 / SEC#: 801-63975

RIA

Registered Investment Advisory firm - (3/11/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/12/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 4/7/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/28/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/14/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WATERLOO CAPITAL

CRD#: 133705 / SEC#: 801-63975

RIA

Registered Investment Advisory firm - (3/11/2005 Approved)

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Contact information

Main Address

2801 Via Fortuna Suite 250, Austin, TX 78746

Mailing Address

Phone number

(512) 777-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WATERLOO CAPITAL WRAP FEE PROGRAM BROCHURE (7/29/2025)

WATERLOO CAPITAL PART 2A (7/29/2025)

Regulatory assets under management

Total Number of Accounts	6,775
AUM (Assets Under Management)	$ 1,686,618,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John T. Chatmas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Chatmas JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTELLIGENT WEALTH SOLUTIONS LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

WATERLOO CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/1994

Series 63

Date: 2/14/1992

Series 31

Date: 4/7/2005

Series 7

Date: 5/28/1993

Series 6

Date: 2/14/1992

Current Firm

WATERLOO CAPITAL

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATERLOO CAPITAL

TRUST BUT VERIFY

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