King S. Kearns

EVEREST FINANCIAL GROUP

TUCSON, AZ

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CRD#: 2207854

Professional summary

King Samuel Kearns is a registered financial advisor currently at EVEREST FINANCIAL GROUP located in Tucson, Arizona and OSAIC WEALTH, INC. located in Tucson, Arizona.

King is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. King has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EVEREST FINANCIAL CORPORATION POSITION: RIA representative NATURE: 3) EVEREST FINANCIAL GROUP, LLC - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT RELATED - LOCATED AT: 5888 E SOUTH WILSHIRE DR TUCSON, AZ 85711- 75% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2021 ADDRESS: 5888 E. South Wilshire Dr., TUCSON AZ 85711, United States DESCRIPTION: Provide investment advice. 2) KING KEARNS POSITION: Owner NATURE: Insurance agency, servicing life and long-term care insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/03/1993 ADDRESS: 5888 E South Wilshire Dr, Tucson AZ 85711, United States DESCRIPTION: Monitor investments in variable contracts and review status of existing contracts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view King Samuel Kearns's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2008 - Present

EVEREST FINANCIAL GROUP

RIA

CRD#: 137260

TUCSON, AZ

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

TUCSON, AZ

Past

March 8, 2006 - December 31, 2007

EVEREST FINANCIAL GROUP

RIA

CRD#: 137260

MINNEAPOLIS, MN

Past

December 7, 2005 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

TUCSON, AZ

Past

August 10, 2004 - January 17, 2006

FOCUS FINANCIAL

RIA

CRD#: 116140

SAN DIEGO, CA

Past

June 11, 1998 - December 14, 2005

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 23, 1992 - June 29, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 23, 1992 - June 29, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVEREST FINANCIAL GROUP

EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC

CRD#: 137260 / SEC#: 801-67635

RIA

Registered Investment Advisory firm - (3/30/2007 Approved)

California

Registered Investment Advisory firm - (5/8/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(2/8/2008)

Arizona
(6/14/2024)

Florida
(6/14/2024)

Georgia
(6/14/2024)

Michigan
(6/14/2024)

IAR

Minnesota
(1/31/2014)

New Jersey
(6/14/2024)

New York
(6/14/2024)

Oregon
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EVEREST FINANCIAL GROUP

EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC

CRD#: 137260 / SEC#: 801-67635

RIA

Registered Investment Advisory firm - (3/30/2007 Approved)

California

Registered Investment Advisory firm - (5/8/2007 Terminated)

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Contact information

Main Address

701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029

Mailing Address

Phone number

(763) 923-7525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVEREST FINANCIAL GROUP ADV BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	4,667
AUM (Assets Under Management)	$ 912,366,781

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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King S. Kearns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view King Samuel Kearns's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

EVEREST FINANCIAL GROUP

SECURITIES AMERICA, INC.

FOCUS FINANCIAL

OSAIC WEALTH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

EVEREST FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 2/13/1992

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1992

FINRA

Current Firm

EVEREST FINANCIAL GROUP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVEREST FINANCIAL GROUP

TRUST BUT VERIFY

Contact information

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