Ronald A. Hall
Professional summary
Ronald Alan Hall, who also goes by Ron Hall, Ronald A Hall, Ronald Hall, is a registered financial advisor currently at MONARCH PLAN ADVISORS located in Charlotte, North Carolina.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Ronald has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Alan Hall's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2023 - Present
MONARCH PLAN ADVISORS
August 19, 2022 - July 31, 2023
ASCENSUS BROKER DEALER SERVICES, LLC
April 20, 2022 - July 12, 2022
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
MONARCH PLAN ADVISORS
CRD#: 286612 / SEC#: 801-111651
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/23/2023)
(10/23/2023)
Exams
Series 6TO
Date: 4/20/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MONARCH PLAN ADVISORS
CRD#: 286612 / SEC#: 801-111651
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 762,465,061 |
Red Flags
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