Wayne J. Ruden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Joseph Ruden, who also goes by Wayne J Ruden, was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1992. Wayne had worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2016 - July 9, 2025
WREN CAPITAL, LLC
September 29, 2015 - June 29, 2016
WEDBUSH SECURITIES INC.
February 4, 2011 - June 12, 2015
MIZUHO SECURITIES USA LLC
November 6, 2001 - December 1, 2010
TRUIST SECURITIES, INC.
August 26, 1999 - March 14, 2001
ABN AMRO SECURITIES LLC
March 11, 1998 - May 14, 1999
SOUNDVIEW TECHNOLOGY CORPORATION
July 21, 1995 - January 26, 1998
CREDIT SUISSE SECURITIES (USA) LLC
October 2, 1992 - July 10, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 1992 - April 16, 1992
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 10/29/2008
Limited Representative-Equity Trader ExamCurrent Firm
WREN CAPITAL, LLC
CRD#: 150721 / SEC#: , 8-68287
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
