David E. Rutter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Edward Rutter, who also goes by David Rutter, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2022 - September 28, 2023
LEDGEREDGE SECURITIES, INC.
June 19, 2015 - November 4, 2019
LIQUIDITYEDGE, LLC
May 19, 2004 - March 25, 2013
BROKERTEC AMERICAS LLC
January 20, 1999 - June 11, 1999
CHICAGO BOARD BROKERAGE, L.L.C.
June 3, 1996 - January 23, 1998
PREBON SECURITIES (USA) INC.
April 23, 1992 - May 13, 1994
PREBON FINANCIAL PRODUCTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
LEDGEREDGE SECURITIES, INC.
CRD#: 314644 / SEC#: , 8-70759
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
