Robert M. Bayne
Professional summary
Robert Michael Bayne, who also goes by Rob Bayne, is a registered financial professional currently at USAA INVESTMENT SERVICES COMPANY located in Phoenix, Arizona.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Michael Bayne's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2025 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: One Norterra Drive, Phoenix, AZ 85085January 8, 2018 - June 29, 2020
USAA INVESTMENT SERVICES COMPANY
February 2, 2009 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
October 2, 2008 - June 18, 2020
USAA FINANCIAL ADVISORS, INC.
August 3, 2004 - September 9, 2008
KESTRA INVESTMENT SERVICES, LLC
August 2, 2004 - September 9, 2008
KESTRA INVESTMENT SERVICES, LLC
May 19, 2003 - August 3, 2004
MM ASCEND LIFE INVESTOR SERVICES, LLC
July 1, 1997 - November 15, 2001
MM ASCEND LIFE INVESTOR SERVICES, LLC
November 13, 1996 - July 11, 1997
DENMARK INVESTMENT SERVICES, INC.
February 29, 1996 - November 4, 1996
INVEST FINANCIAL CORPORATION
February 28, 1996 - November 4, 1996
INVEST FINANCIAL CORPORATION
December 22, 1994 - March 4, 1996
JANNEY MONTGOMERY SCOTT LLC
January 24, 1994 - December 31, 1994
BANC ONE SECURITIES CORPORATION
February 5, 1992 - January 1, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationFINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
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