Dennis B. Saleeby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Badri Saleeby, who also goes by Dennis B Saleeby, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1992. Dennis had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1997 - December 4, 1997
ROYAL PALM INVESTMENTS, LTD.
May 15, 1996 - July 9, 1996
S. D. COHN & CO., INC.
October 20, 1995 - April 1, 1996
MAIDSTONE FINANCIAL, INC.
December 22, 1993 - September 28, 1994
HANOVER, STERLING & COMPANY LTD.
January 19, 1993 - December 2, 1993
H G I
October 13, 1992 - March 11, 1993
CORTLANDT CAPITAL CORPORATION
July 20, 1992 - September 10, 1992
BARRETT DAY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROYAL PALM INVESTMENTS, LTD.
CRD#: 28761 / SEC#: , 8-43951
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
