Andrew T. Koerner

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CRD#: 2207442

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Torrance Koerner was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1992. Andrew had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 11, 2016 - March 30, 2021

PARADIGM WEALTH ADVISORY LLC

RIA

CRD#: 283120

BRIDGEWATER, NJ

Past

April 26, 2016 - October 13, 2022

LPL FINANCIAL LLC

CRD#: 6413

BRIDGEWATER, NJ

Past

April 27, 2012 - May 3, 2016

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

PRINCETON, NJ

Past

September 6, 2005 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

BRIDGEWATER, NJ

Past

August 29, 2005 - April 28, 2016

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

BRIDGEWATER, NJ

Past

June 26, 2002 - September 2, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW BRUNSWICK, NJ

Past

February 7, 1994 - September 2, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 11, 1992 - February 28, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARADIGM WEALTH ADVISORY LLC

PARADIGM WEALTH ADVISORY LLC | PW ADVISORS

CRD#: 283120 / SEC#: 801-107403

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/1992

General Securities Representative Examination

Current Firm

PARADIGM WEALTH ADVISORY LLC

PARADIGM WEALTH ADVISORY LLC | PW ADVISORS

CRD#: 283120 / SEC#: 801-107403

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

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Contact information

Main Address

1140 Highway 22 East Suite 105, Bridgewater, NJ 08807

Mailing Address

Phone number

(908) 450-7402

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PWA DISCLOSURE BROCHURE AND WRAP BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,521
AUM (Assets Under Management)	$ 468,284,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew T. Koerner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

PARADIGM WEALTH ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2002

Series 63

Date: 4/2/1992

SIE

Date: 10/1/2018

Series 7

Date: 3/10/1992

Current Firm

PARADIGM WEALTH ADVISORY LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARADIGM WEALTH ADVISORY LLC

TRUST BUT VERIFY

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