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JM

John D. Moore

TRINITY STRATEGIC WEALTH
TULSA, OK 74136
Some features on this profile are disabled
CRD#: 2207428
JM

Professional summary

John David Moore, who also goes by David Moore, is a registered financial advisor currently at TRINITY STRATEGIC WEALTH located in Tulsa, Oklahoma and CABOT LODGE SECURITIES LLC located in Tulsa, Oklahoma.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ACDC Properties, LLC, not investment related, 9446 E. 106th St South, Tulsa, OK, 74133, Rental Property, President, 04/2011, 2 hours per month, zero hours per month during trading hours, Landlord. (2) Millicon Properties LLC, not investment related, 1375 E 71st St, Tulsa, OK, 74136, Real Estate, Owner, 06/2017, zero hours per month, zero hours per month during trading hours. (3) Trinity Strategic Wealth a DBA of Tulsa Wealth Advisors, investment related, 1375 E 71st St, Tulsa, OK, 74136-5035, Financial Planning, Financial Advisor, 10/2/2025, 160 hours per month, Comprehensive financial planning. (4) Tulsa Wealth Advisors, not investment related, 1375 E 71st St, Tulsa, OK, 74136, Payroll Entity, Employee/no duties, 9/1006, zero hours per month, zero hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Moore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2025 - Present

TRINITY STRATEGIC WEALTH

Office #1: 1375 E. 71st Street, Tulsa, OK 74136
RIA
CRD#: 337956
TULSA, OK
Current

October 2, 2025 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1375 E. 71st Street, Tulsa, OK 74136
BD
CRD#: 159712
Tulsa, OK
Past

January 2, 2009 - October 3, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
TULSA, OK
Past

March 5, 2007 - July 17, 2007

FOUNDATION FREEDOM ADVISORY SERVICES

RIA
CRD#: 135862
TULSA, OK
Past

September 26, 1996 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
TULSA, OK
Past

September 19, 1996 - October 3, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
TULSA, OK
Past

January 14, 1992 - September 9, 1996

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(10/2/2025)
RR
Colorado
(10/2/2025)
RR
Illinois
(10/2/2025)
RR
Kansas
(10/2/2025)
RR
Mississippi
(10/2/2025)
RR
Missouri
(10/2/2025)
RR
Oklahoma
(10/2/2025)
IAR
Oklahoma
(10/2/2025)
RR
Pennsylvania
(10/2/2025)
RR
Texas
(10/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/1/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/8/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/23/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TRINITY STRATEGIC WEALTH
TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.

CRD#: 337956 / SEC#: 801-134209

RIA
Registered Investment Advisory firm - (8/27/2025 120-Day Approval)
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Contact information

Main Address
1375 E. 71st Street, Tulsa, OK 74136
Mailing Address
Phone number
(918) 492-2150
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRINITY STRATEGIC WEALTH FORM ADV PART 2A 7-2025 (10/22/2025)
TRINITY STRATEGIC WEALTH FORM ADV PART 2A APPENDIX 1 7-2025 (10/22/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRINITY STRATEGIC WEALTH

CRD#: 337956Tulsa, OK 74136

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