Nicholas Steven Preddice
Professional Summary
Nicholas Steven Preddice is a registered financial advisor currently at THE AFFINITY GROUP, LLC located in Albany, New York. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Nicholas has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24, Series 26 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
AFFINITY BST ADVISORS, LLC | THE AFFINITY GROUP, LLC | BST WEALTH MANAGEMENT, LLC
Contact Information
Main Address
4 Tower Place First Floor, Albany, NY 12203Phone Number
(518) 776-1140# of Employees
2Regulatory Assets Under Management
Total Number of Accounts
12AUM (Assets Under Management)
$678,349Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/25/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2024About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1992About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2024About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Steven Preddice's CRS (Customer Relationship Summary).
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