John D. Pinton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Daniel Pinton, who also goes by Dan Pinton, J Dan Pinton, John D Pinton, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - September 13, 2018
STATE FARM VP MANAGEMENT CORP.
July 9, 2009 - July 14, 2010
ALLSTATE FINANCIAL SERVICES, LLC
January 16, 2008 - April 27, 2009
MML INVESTORS SERVICES, LLC
October 23, 2003 - January 16, 2008
MML DISTRIBUTORS, LLC
January 23, 2003 - June 10, 2003
MSI FINANCIAL SERVICES, INC.
January 3, 2003 - June 10, 2003
METROPOLITAN LIFE INSURANCE COMPANY
January 3, 2003 - June 10, 2003
MSI FINANCIAL SERVICES, INC.
June 7, 2001 - January 8, 2003
VERAVEST INVESTMENTS, INC.
June 1, 2000 - May 29, 2001
HIMCO DISTRIBUTION SERVICES COMPANY
March 3, 1997 - April 20, 2000
TOWER SQUARE SECURITIES, INC.
October 25, 1995 - April 30, 1997
CITIGROUP GLOBAL MARKETS INC.
May 1, 1992 - January 11, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
