Ryan G. Peterson

COPPERLEAF CAPITAL

CONCORD, NC 28025-2427

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CRD#: 2206897

Professional summary

Ryan Gary Peterson, CFP®, ChFC®, CLU® is a registered financial advisor currently at COPPERLEAF CAPITAL, LLC located in Concord, North Carolina.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Ryan has worked at 9 firms and has passed the Series 63, Series 65, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Insurance Producer; Not Investment-Related, 2950 SW McClure Road, Topeka, KS 66614; Insurance Producer; Approx number of hours per month: 25; Hold licenses to sell health, disability, and life insurance products, including Medicare Supplement insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Gary Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 24, 2004 - Present

COPPERLEAF CAPITAL, LLC

Office #1: 432 Copperfield Blvd Ne Ste 206, Concord, NC 28025-2427

RIA

CRD#: 117823

CONCORD, NC

Past

November 14, 2006 - March 10, 2010

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

RALEIGH, NC

Past

January 16, 2004 - December 31, 2004

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

SUFFOLK, VA

Past

November 20, 2001 - January 23, 2004

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

LAFAYETTE, CA

Past

November 7, 2001 - January 23, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 7, 2001 - January 23, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 12, 2001 - November 6, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 6, 1998 - November 30, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

April 6, 1992 - November 20, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 6, 1992 - November 20, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPERLEAF CAPITAL, LLC

COPPERLEAF CAPITAL, LLC | WISDOM & WEALTH SOLUTIONS, LLC | WISDOM & WEALTH SOLUTIONS, INC. | PHILIPS INVESTMENTS, INC.

CRD#: 117823 / SEC#: 801-80179

RIA

Registered Investment Advisory firm - (8/20/2014 Approved)

Florida

Registered Investment Advisory firm - (9/3/2014 Terminated)

Georgia

Registered Investment Advisory firm - (9/3/2014 Terminated)

Kansas

Registered Investment Advisory firm - (9/3/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (9/3/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (9/3/2014 Terminated)

Virginia

Registered Investment Advisory firm - (9/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/24/2004)

IAR

Texas
(12/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/25/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/27/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 4/3/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/16/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 12/11/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/1997

General Securities Principal Examination

Current Firm

COPPERLEAF CAPITAL, LLC

COPPERLEAF CAPITAL, LLC | WISDOM & WEALTH SOLUTIONS, LLC | WISDOM & WEALTH SOLUTIONS, INC. | PHILIPS INVESTMENTS, INC.

CRD#: 117823 / SEC#: 801-80179

RIA

Registered Investment Advisory firm - (8/20/2014 Approved)

Florida

Registered Investment Advisory firm - (9/3/2014 Terminated)

Georgia

Registered Investment Advisory firm - (9/3/2014 Terminated)

Kansas

Registered Investment Advisory firm - (9/3/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (9/3/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (9/3/2014 Terminated)

Virginia

Registered Investment Advisory firm - (9/3/2014 Terminated)

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Contact information

Main Address

432 Copperfield Blvd Ne Ste 206, Concord, NC 28025-2427

Mailing Address

1564 Market Place Blvd Ste 400 Pmb 113, Ocean Isle Beach, NC 28469-5007

Phone number

(919) 787-9725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COPPERLEAF CAPITAL, LLC ADV PART 2A (9/11/2025)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 249,675,542

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan G. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Gary Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED SECURITIES, INC.

INVESTORS SECURITY COMPANY, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

PRUCO SECURITIES, LLC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

COPPERLEAF CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/25/2006

Series 65

Date: 4/27/1998

Series 7

Date: 4/3/1992

Series 9

Date: 1/16/2001

Series 10

Date: 12/11/2000

Series 24

Date: 8/8/1997

Current Firm

COPPERLEAF CAPITAL, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPERLEAF CAPITAL, LLC

TRUST BUT VERIFY

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