MM
Michael P. Miller
COKER & PALMER
New Orleans, LA 70130
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CRD#: 2206882
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Professional summary
Michael Peter Miller is a registered financial advisor currently at COKER & PALMER located in New Orleans, Louisiana.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Peter Miller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Peter Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2020 - Present
COKER & PALMER
Office #1: 400 Poydras Suite 2100, New Orleans, LA 70130RIA
BD
CRD#: 29163
New Orleans, LA
Current
May 26, 2015 - Present
COKER & PALMER
Office #1: 400 Poydras Suite 2100, New Orleans, LA 70130RIA
BD
CRD#: 29163
New Orleans, LA
Past
September 16, 2010 - May 18, 2015
IBERIA CAPITAL PARTNERS L.L.C.
BD
CRD#: 152766
NEW ORLEANS, LA
Past
October 10, 2006 - November 18, 2009
HOWARD WEIL INCORPORATED
BD
CRD#: 30958
NEW ORLEANS, LA
Past
June 15, 2006 - October 11, 2006
CONVERGEX PRIME SERVICES LLC
BD
CRD#: 140185
NEW ORLEANS, LA
Past
December 21, 2005 - June 27, 2006
TETON INVESTMENT PARTNERS, LLC
BD
CRD#: 122569
ATLANTA, GA
Past
May 8, 2002 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Past
March 9, 1998 - April 26, 2002
CAPITAL ONE SECURITIES, INC.
BD
CRD#: 44158
NEW ORLEANS, LA
Past
January 28, 1992 - March 6, 1998
LOEWENBAUM & COMPANY INCORPORATED
BD
CRD#: 26560
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
COKER & PALMER
COKER & COMPANY, INC. | CPI RESEARCH | COKER, PALMER, PHILLIPS & MULLEN, INC. | COKER PALMER PHILLIPS & MULLEN | COKER & PALMER, INC. | COKER & PALMER, INC | COKER & PALMER INVESTMENT SECURITIES | COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
RIA
Registered Investment Advisory firm - SEC (2/25/2013 Approved)Alabama
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Louisiana
Registered Investment Advisory firm - SEC (10/14/2014 Terminated)Mississippi
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Tennessee
Registered Investment Advisory firm - SEC (11/8/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(5/26/2015)
IAR
Louisiana(7/17/2020)
RR
New Mexico(5/24/2018)
RR
New York(6/8/2015)
RR
Virginia(1/10/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
C&
COKER & PALMER
COKER & COMPANY, INC. | CPI RESEARCH | COKER, PALMER, PHILLIPS & MULLEN, INC. | COKER PALMER PHILLIPS & MULLEN | COKER & PALMER, INC. | COKER & PALMER, INC | COKER & PALMER INVESTMENT SECURITIES | COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
RIA
Registered Investment Advisory firm - SEC (2/25/2013 Approved)Alabama
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Louisiana
Registered Investment Advisory firm - SEC (10/14/2014 Terminated)Mississippi
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Tennessee
Registered Investment Advisory firm - SEC (11/8/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1667 Lelia Drive, Jackson, MS 39216
Mailing Address
1667 Lelia Drive, Jackson, MS 39216
Phone number
(601) 354-0860
Established
Mississippi since 07/08/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13
SEC notice filing (10 States and Territories)
FINRA licenses (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 244,065,071 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
COKER & PALMER
CRD#: 29163New Orleans, LA 70130TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
