Joseph Gennaco
Professional summary
Joseph Gennaco was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Joseph had worked at 10 firms, which includes USLIFE EQUITY SALES CORP., CADARET GRANT & CO. INC., INDEPENDENT FINANCIAL PLANNERS CORPORATION, INDEPENDENT SECURITIES CORPORATION, OSAIC FS INC., MERRIMACK INVESTMENT CO, EQUITY FUNDING SECURITIES CORP, VERAVEST INVESTMENTS INC., ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY, MAYFLOWER SECURITIES CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 1987 - December 19, 1989
USLIFE EQUITY SALES CORP.
September 28, 1982 - July 15, 1987
CADARET, GRANT & CO., INC.
October 28, 1974 - December 3, 1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
February 1, 1974 - November 17, 1974
INDEPENDENT SECURITIES CORPORATION
June 14, 1973 - February 24, 1974
OSAIC FS, INC.
February 8, 1973 - June 23, 1973
MERRIMACK INVESTMENT CO
August 1, 1972 - March 9, 1973
OSAIC FS, INC.
October 19, 1971 - July 26, 1972
EQUITY FUNDING SECURITIES CORP
January 27, 1971 - November 12, 1971
VERAVEST INVESTMENTS, INC.
January 27, 1971 - August 27, 1972
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY
May 1, 1970 - March 5, 1971
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/21/1970
Registered Representative ExaminationCurrent Firm
USLIFE EQUITY SALES CORP.
CRD#: 7962 / SEC#: , 8-13882
Contact information
Documents
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