Stephen R. Keenum
Professional summary
Stephen Ray Keenum was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Stephen had worked at 3 firms, which includes ANNANDALE SECURITIES INC., WILLIAM LAWRENCE SECURITIES INC., BROKERS INVESTMENT CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 1993 - July 26, 1993
ANNANDALE SECURITIES, INC.
January 13, 1993 - February 10, 1993
WILLIAM LAWRENCE SECURITIES, INC.
February 18, 1992 - December 31, 1992
BROKERS INVESTMENT CORPORATION
State Registrations and Notice Filings
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Exams
Series 62
Date: 10/1/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
ANNANDALE SECURITIES, INC.
CRD#: 23506 / SEC#: , 8-40491
Contact information
Documents
Red Flags
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