David M. Smith
ROBINSON SMITH WEALTH ADVISORS
PORTSMOUTH, NH 03801
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CRD#: 2206751
Professional summary
David Michael Smith, CFP® is a registered financial advisor currently at ROBINSON SMITH WEALTH ADVISORS, LLC located in Portsmouth, New Hampshire.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Biography
I am a Senior Financial Advisor and my firm’s Co-Chief Investment Officer. I have more than 25 years’ experience in the financial services industry and hold the Certified Investment Management Analyst™ and Certified Financial Planner™ designations; I am a Co-Managing Member of the firm.
Before joining Robinson Smith, I was a Managing Director at BlackRock, one of the world’s premier global asset and risk management firms. Prior to that, I worked with investment advisors and high net worth individuals at Forward Management, Citizens Funds, and Fidelity Investments. I hold a Bachelor’s degree in psychology from the University of Cincinnati.
I am active in the community and serve on Boards for the YMCA and the Seacoast Repertory Theatre. I am also active in coaching baseball, basketball, and flag football. My wife, Wendi, and I live in the wonderful community of Kensington, N.H. I have three boys and can be often found coaching, refereeing, scorekeeping or just cheering at the kid's baseball and basketball games. A Cleveland native, I enjoy following the city's sports teams. I also closely follow my alma mater, the Cincinnati Bearcats. I enjoy playing basketball, traveling and appreciating food and wine.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Business Owners
Charitable Giving
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
March 5, 2013 - Present
ROBINSON SMITH WEALTH ADVISORS, LLC
Office #1: One Harbor Place Suite 12, Portsmouth, NH 03801RIA
CRD#: 123098
PORTSMOUTH, NH
Past
June 28, 2006 - January 3, 2013
BLACKROCK FINANCIAL MANAGEMENT, INC
RIA
CRD#: 107105
KENSINGTON, NH
Past
October 5, 2004 - June 28, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
RIA
CRD#: 108069
NEW YORK, NY
Past
May 12, 2003 - November 2, 2012
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
BOSTON, MA
Past
May 8, 2002 - May 15, 2003
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
PORTLAND, ME
Past
January 11, 1999 - November 12, 2001
FORESIDE ASSOCIATES, LLC
BD
CRD#: 13494
PORTLAND, ME
Past
March 2, 1992 - October 19, 1998
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBINSON SMITH WEALTH ADVISORS, LLC
DAVID PRESTON ROBINSON D/B/A ROBINSON FINANCIAL ASSOCIATES | ROBINSON, DAVID PRESTON | ROBINSON SMITH WEALTH ADVISORS, LLC | ROBINSON FINANCIAL ASSOCIATES, LLC | ROBINSON FINANCIAL ASSOCIATES
CRD#: 123098 / SEC#: 801-63290
RIA
Registered Investment Advisory firm - (7/12/2004 Approved)Maine
Registered Investment Advisory firm - (8/31/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(3/11/2013)
IAR
New Hampshire(3/5/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
ROBINSON SMITH WEALTH ADVISORS, LLC
DAVID PRESTON ROBINSON D/B/A ROBINSON FINANCIAL ASSOCIATES | ROBINSON, DAVID PRESTON | ROBINSON SMITH WEALTH ADVISORS, LLC | ROBINSON FINANCIAL ASSOCIATES, LLC | ROBINSON FINANCIAL ASSOCIATES
CRD#: 123098 / SEC#: 801-63290
RIA
Registered Investment Advisory firm - (7/12/2004 Approved)Maine
Registered Investment Advisory firm - (8/31/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
82 Running Hill Road Suite 205, South Portland, ME 04106
Mailing Address
Phone number
(207) 874-9840
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 865 |
| AUM (Assets Under Management) | $ 403,188,096 |
Red Flags
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Company Information
ROBINSON SMITH WEALTH ADVISORS, LLC
CRD#: 123098Portsmouth, NH 03801TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
