Derick L. Gant

GANT INVESTMENT ADVISORS

Toledo, OH 43615

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CRD#: 2206717

Professional summary

Derick Leon Gant is a registered financial advisor currently at GANT INVESTMENT ADVISORS, INC. located in Toledo, Ohio.

Derick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Derick has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUDGET PLANNING AND DEBT REDUCTION CONSULTING Smart Money Management NAME: GANT INVESTMENT ADVISORS,INC.-INV REL: YES-MARKETING-STARTED: 01/16/09. NAME: INSURANCE/ANNUITY -INV REL: YES -STARTED 1/2/09

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derick Leon Gant's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2009 - Present

GANT INVESTMENT ADVISORS, INC.

Office #1: 5577 Airport Hwy., Suite 200, Toledo, OH 43615

RIA

CRD#: 120467

Toledo, OH

Past

November 2, 2007 - August 2, 2010

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

TOLEDO, OH

Past

October 26, 2007 - August 2, 2010

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

TOLEDO, OH

Past

February 16, 2001 - November 1, 2007

MUTUAL SERVICE CORPORATION

CRD#: 4806

TOLEDO, OH

Past

August 9, 1999 - December 31, 2006

GANT INVESTMENT ADVISORS, INC.

RIA

CRD#: 120467

TOLEDO, OH

Past

January 23, 1992 - February 21, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/19/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/22/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/2000

General Securities Principal Examination

Current Firm

GANT INVESTMENT ADVISORS, INC.

GANT ENTERPRISES | GANT INVESTMENT ADVISORS, INC. | GANT INVESTMENT ADVISORS

CRD#: 120467 / SEC#:

Ohio

Registered Investment Advisory firm - (2/11/2009 Approved)

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Contact information

Main Address

5577 Airport Hwy., Suite 200, Toledo, OH 43615

Mailing Address

5577 Airport Hwy Suite 200, Toledo, OH 43615

Phone number

(419) 972-1922

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 1,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derick L. Gant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derick Leon Gant's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

MUTUAL SERVICE CORPORATION

GANT INVESTMENT ADVISORS, INC.

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/1999

Series 63

Date: 3/16/1992

Series 7

Date: 12/27/1993

Series 6

Date: 1/22/1992

Series 24

Date: 6/26/2000

Current Firm

GANT INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GANT INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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