Scott Holley
Professional summary
Scott Holley is a registered financial advisor currently at SAGE WEALTH CAPITAL located in Plymouth, Massachusetts.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Scott has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Holley's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2022 - Present
SAGE WEALTH CAPITAL
November 27, 2001 - August 28, 2002
WHITEHALL-PARKER SECURITIES, INC.
August 3, 2000 - February 5, 2001
WAMU INVESTMENTS, INC.
July 3, 1997 - August 11, 1998
WELLS FARGO SECURITIES INC.
February 4, 1992 - July 8, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/19/2022)
Exams
Current Firm
SAGE WEALTH CAPITAL
CRD#: 309666 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 117,000 |
Red Flags
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