Agostino Bassani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Agostino Bassani, who also goes by Aug Bassani, Augie Bassani, August Bassani, was a registered financial professional .
Agostino is a previously registered financial professional and started their career in finance in 1992. Agostino had worked at 10 firms and has passed the Series 63, Series 56, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2011 - May 15, 2014
T3 TRADING GROUP, LLC
April 18, 2011 - July 15, 2011
BENCHMARQ TRADING PARTNERS LLC
May 3, 2006 - December 20, 2007
OPUS TRADING FUND LLC
June 29, 2001 - November 23, 2005
ELECTRONIC TRADING GROUP, LLC
December 14, 1998 - July 6, 2001
ON-SITE TRADING, INC.
December 6, 1996 - November 19, 1997
H.J. MEYERS & CO., INC.
January 23, 1995 - October 4, 1996
NORTHEAST SECURITIES, LLC
April 16, 1993 - August 19, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 13, 1992 - February 4, 1993
COMPREHENSIVE CAPITAL CORPORATION
January 27, 1992 - September 9, 1992
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 10/28/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 2/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
