JM
James W. Mcgee
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CRD#: 2206463
JM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Wallace Mcgee, who also goes by Jim Mcgee, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1992. James had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 82 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jim Mcgee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 29, 2022 - November 20, 2023
CERBERUS CAPITAL MANAGEMENT, L.P.
RIA
CRD#: 152175
FORT WORTH, TX
Past
May 29, 2018 - September 3, 2020
HOULIHAN LOKEY CAPITAL, INC.
BD
CRD#: 17708
NEW YORK, NY
Past
May 11, 2015 - May 21, 2018
RIVERSTONE CAPITAL SERVICES LLC
BD
CRD#: 172056
NEW YORK, NY
Past
April 24, 2001 - December 17, 2002
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
May 30, 1996 - October 22, 1999
CAPIS
BD
CRD#: 7551
DALLAS, TX
Past
December 11, 1994 - April 23, 1996
FIDELITY DISTRIBUTORS CORPORATION
BD
CRD#: 6848
SMITHFIELD, RI
Past
June 16, 1993 - December 5, 1994
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
January 23, 1992 - April 19, 1993
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CERBERUS CAPITAL MANAGEMENT, L.P.
BLACKACRE CAPITAL MANAGEMENT II, LLC (RELYING ADVISER) | PORTFOLIO CONSULTING AND ADVISORY COMPANY, LLC (RELYING ADVISER) | PARTRIDGE HILL SPV MANAGEMENT, LLC (RELYING ADVISER) | PARTRIDGE HILL OVERSEAS MANAGEMENT, LLC (RELYING ADVISER) | PARTRIDGE HILL MANAGEMENT, LLC (RELYING ADVISER) | CG INVESTMENT MANAGER, LLC (RELYING ADVISER) | CERBERUS REAL ESTATE CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | CERBERUS OPERATIONS AND ADVISORY COMPANY, LLC (RELYING ADVISER) | CERBERUS OPERATIONS AND ADVISORY COMPANY UK LIMITED (RELYING ADVISER) | CERBERUS MIDDLE EAST CAPITAL ADVISORS LIMITED (RELYING ADVISER) | CERBERUS JAPAN K.K. (RELYING ADVISER) | CERBERUS INSTITUTIONAL MANAGEMENT II, LLC (RELYING ADVISER) | CERBERUS INSTITUTIONAL INTERNATIONAL MANAGEMENT COMPANY, LLC (RELYING ADVISER) | CERBERUS IBERIA ADVISORS, S.L. (RELYING ADVISER) | CERBERUS GLOBAL INVESTMENTS, LLC (RELYING ADVISER) | CERBERUS GLOBAL INVESTMENT ADVISORS, LLC (RELYING ADVISER) | CERBERUS EUROPEAN SERVICING ADVISORS (NETHERLANDS) B.V. (RELYING ADVISER) | CERBERUS EUROPEAN CAPITAL ADVISORS, LLP (RELYING ADVISER) | CERBERUS DEUTSCHLAND BETEILIGUNGSBERATUNG GMBH (RELYING ADVISER) | CERBERUS CAPITAL MANAGEMENT, L.P. | CERBERUS CAPITAL MANAGEMENT II, L.P. (RELYING ADVISER) | CERBERUS CAPITAL CHICAGO LLC (RELYING ADVISER) | CERBERUS CALIFORNIA, LLC (RELYING ADVISER) | CERBERUS BUSINESS FINANCE, LLC (RELYING ADVISER) | CERBERUS BEIJING ADVISORS LIMITED (RELYING ADVISER) | CERBERUS ASIA PACIFIC ADVISORS LIMITED (RELYING ADVISER) | CERBERUS ASIA OPERATIONS AND ADVISORY LIMITED (RELYING ADVISER) | BLACKACRE CAPITAL MANAGEMENT, LLC (RELYING ADVISER)
CRD#: 152175 / SEC#: 801-70989
RIA
Registered Investment Advisory firm - (1/21/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CC
CERBERUS CAPITAL MANAGEMENT, L.P.
BLACKACRE CAPITAL MANAGEMENT II, LLC (RELYING ADVISER) | PORTFOLIO CONSULTING AND ADVISORY COMPANY, LLC (RELYING ADVISER) | PARTRIDGE HILL SPV MANAGEMENT, LLC (RELYING ADVISER) | PARTRIDGE HILL OVERSEAS MANAGEMENT, LLC (RELYING ADVISER) | PARTRIDGE HILL MANAGEMENT, LLC (RELYING ADVISER) | CG INVESTMENT MANAGER, LLC (RELYING ADVISER) | CERBERUS REAL ESTATE CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | CERBERUS OPERATIONS AND ADVISORY COMPANY, LLC (RELYING ADVISER) | CERBERUS OPERATIONS AND ADVISORY COMPANY UK LIMITED (RELYING ADVISER) | CERBERUS MIDDLE EAST CAPITAL ADVISORS LIMITED (RELYING ADVISER) | CERBERUS JAPAN K.K. (RELYING ADVISER) | CERBERUS INSTITUTIONAL MANAGEMENT II, LLC (RELYING ADVISER) | CERBERUS INSTITUTIONAL INTERNATIONAL MANAGEMENT COMPANY, LLC (RELYING ADVISER) | CERBERUS IBERIA ADVISORS, S.L. (RELYING ADVISER) | CERBERUS GLOBAL INVESTMENTS, LLC (RELYING ADVISER) | CERBERUS GLOBAL INVESTMENT ADVISORS, LLC (RELYING ADVISER) | CERBERUS EUROPEAN SERVICING ADVISORS (NETHERLANDS) B.V. (RELYING ADVISER) | CERBERUS EUROPEAN CAPITAL ADVISORS, LLP (RELYING ADVISER) | CERBERUS DEUTSCHLAND BETEILIGUNGSBERATUNG GMBH (RELYING ADVISER) | CERBERUS CAPITAL MANAGEMENT, L.P. | CERBERUS CAPITAL MANAGEMENT II, L.P. (RELYING ADVISER) | CERBERUS CAPITAL CHICAGO LLC (RELYING ADVISER) | CERBERUS CALIFORNIA, LLC (RELYING ADVISER) | CERBERUS BUSINESS FINANCE, LLC (RELYING ADVISER) | CERBERUS BEIJING ADVISORS LIMITED (RELYING ADVISER) | CERBERUS ASIA PACIFIC ADVISORS LIMITED (RELYING ADVISER) | CERBERUS ASIA OPERATIONS AND ADVISORY LIMITED (RELYING ADVISER) | BLACKACRE CAPITAL MANAGEMENT, LLC (RELYING ADVISER)
CRD#: 152175 / SEC#: 801-70989
RIA
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Contact information
Main Address
875 Third Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 891-2100
Established
Firm type
Fiscal year end
# of Employees
952
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 296 |
| AUM (Assets Under Management) | $ 85,771,293,871 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/08/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
