James J. Mailliard

DIVERSIFY WEALTH MANAGEMENT

Phoenix, AZ 85014

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CRD#: 2206396

Professional summary

James Joseph Mailliard, who also goes by Jim Mailliard, James Joseph Malliard, is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Phoenix, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. James has worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Mailliard | James Joseph Malliard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Mailliard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2024 - Present

DIVERSIFY WEALTH MANAGEMENT, LLC

Office #1: 1440 E Missouri Ave Suite 250, Phoenix, AZ 85014

RIA

CRD#: 329878

Phoenix, AZ

Past

March 1, 2023 - August 15, 2024

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Phoenix, AZ

Past

October 27, 2006 - April 4, 2023

PERSPECTIVE FINANCIAL SERVICES LLC

RIA

CRD#: 127704

PHOENIX, AZ

Past

July 1, 2006 - August 22, 2006

J.P. MORGAN SECURITIES INC.

CRD#: 18718

SCOTTSDALE, AZ

Past

January 28, 2005 - July 1, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

SCOTTSDALE, AZ

Past

August 3, 2004 - August 24, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

SCOTTSDALE, AZ

Past

June 4, 2004 - June 15, 2004

MILLER/RUSSELL & ASSOCIATES, INC.

RIA

CRD#: 131483

PHOENIX, AZ

Past

August 1, 2001 - June 15, 2004

MILLER/RUSSELL & ASSOCIATES INC

RIA

CRD#: 106459

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFY WEALTH MANAGEMENT, LLC

CRD#: 329878 / SEC#: 801-129521

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/18/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/6/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/27/2005

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 4/15/1992

Non-Member General Securities Examination

Current Firm

DIVERSIFY WEALTH MANAGEMENT, LLC

CRD#: 329878 / SEC#: 801-129521

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

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Contact information

Main Address

9017 S Riverside Dr Suite 210, Sandy, UT 84070

Mailing Address

Phone number

(801) 838-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIVERSIFY WEALTH MANAGEMENT (7/25/2025)

Regulatory assets under management

Total Number of Accounts	12,760
AUM (Assets Under Management)	$ 2,526,799,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James J. Mailliard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Mailliard's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT ADVISOR NETWORK, LLC

PERSPECTIVE FINANCIAL SERVICES LLC

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

MILLER/RUSSELL & ASSOCIATES, INC.

MILLER/RUSSELL & ASSOCIATES INC

Primary Firm SEC Registration

DIVERSIFY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/18/2005

Series 65

Date: 1/6/1992

Series 7

Date: 1/27/2005

Series 2

Date: 4/15/1992

Current Firm

DIVERSIFY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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