Quentin J. Mchenry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quentin J Mchenry was a registered financial professional .
Quentin is a previously registered financial professional and started their career in finance in 1999. Quentin had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2013 - March 4, 2014
SCS ASSET MANAGEMENT, INC
December 9, 2013 - October 28, 2015
SECURITIES RESEARCH, INC. OF FLORIDA
February 28, 2012 - November 15, 2013
CHARLES SCHWAB & CO., INC.
February 22, 2012 - November 15, 2013
CHARLES SCHWAB & CO., INC.
October 14, 2011 - November 18, 2011
MUTUAL OF AMERICA SECURITIES LLC
October 14, 2011 - November 18, 2011
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 16, 2010 - November 29, 2010
CETERA WEALTH SERVICES, LLC
July 15, 2009 - November 29, 2010
CETERA WEALTH SERVICES, LLC
April 23, 2001 - December 7, 2007
VANGUARD MARKETING CORPORATION
June 3, 1999 - December 11, 2000
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCS ASSET MANAGEMENT, INC
CRD#: 132450 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 29,567,072 |
Red Flags
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