Wayne Warren Wagner
Professional Summary
Wayne Warren Wagner is a registered financial advisor currently at QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois. Wayne is registered as a RR (Registered Representative) and started their career in finance in 1993. Wayne has worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 22, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
QUINCY WELLS CAPITAL, LLC
Contact Information
Main Address
145 South Wells Ste 1301, Chicago, IL 60606Mailing Address
145 South Wells Ste 1301, Chicago, IL 60606Phone Number
(312) 356-4871Established
Delaware since 06/24/2024Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/1/2026)
(5/1/2026)
(5/1/2026)
(5/5/2026)
(5/1/2026)
(5/1/2026)
(5/1/2026)
(5/1/2026)
(5/1/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1996About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Dec 1993About the Series 22 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2007About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Wayne Warren Wagner's CRS (Customer Relationship Summary).
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