Charles T. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Tuttle Mason, who also goes by Chip Mason, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1992. Charles had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2012 - August 3, 2012
NEWPORT COAST SECURITIES, INC.
May 28, 2009 - August 28, 2009
FIRST STAR SECURITIES CORPORATION
May 29, 2007 - March 2, 2009
PROVIDENT ASSET MANAGEMENT, LLC
January 10, 2003 - May 25, 2007
COMMONWEALTH CAPITAL SECURITIES CORP.
December 1, 2000 - November 7, 2002
CION SECURITIES, LLC
May 20, 1996 - August 15, 2001
AMERICAN INVESTMENT SERVICES, INC.
May 5, 1992 - June 10, 1996
LAWSON FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
