Daniel M. Johnson

RIVERBEND WEALTH MANAGEMENT

MYRTLE BEACH, SC 29577

Some features on this profile are disabled

CRD#: 2206195

Professional summary

Daniel Milton Johnson, CFP®, who also goes by Daniel M Johnson, is a registered financial advisor currently at RIVERBEND WEALTH MANAGEMENT, LLC located in Myrtle Beach, South Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Daniel has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel M Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 06/06/2022. RIA DBA - Riverbend Wealth Management. Investment Related. Planning Assistant for a wealth management practice. 160 hours per month/130 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Milton Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

October 28, 2024 - Present

RIVERBEND WEALTH MANAGEMENT, LLC

Office #1: 1341 44th Avenue North Suite 102, Myrtle Beach, SC 29577

RIA

CRD#: 302031

MYRTLE BEACH, SC

Past

June 6, 2022 - December 20, 2024

STRATOS WEALTH ADVISORS LLC

RIA

CRD#: 283816

Myrtle Beach, SC

Past

July 13, 2018 - June 10, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

February 14, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CRANBERRY TOWNSHIP, PA

Past

December 2, 2011 - June 8, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CRANBERRY TOWNSHIP, PA

Past

April 19, 2006 - May 23, 2006

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

DAYTON, OH

Past

April 18, 2006 - May 23, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

DAYTON, OH

Past

January 1, 2000 - June 23, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

DAYTON, OH

Past

August 10, 1993 - June 23, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 8, 1993 - August 2, 1993

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

February 3, 1992 - January 12, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERBEND WEALTH MANAGEMENT, LLC

CRD#: 302031 / SEC#: 801-131306

RIA

Registered Investment Advisory firm - (10/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(10/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/18/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/5/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/7/2016

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 7/28/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

RIVERBEND WEALTH MANAGEMENT, LLC

CRD#: 302031 / SEC#: 801-131306

RIA

Registered Investment Advisory firm - (10/22/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1341 44th Avenue North Suite 102, Myrtle Beach, SC 29577

Mailing Address

Phone number

(843) 970-1049

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVERBEND WEALTH MANAGEMENT ADV PART 2 BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	516
AUM (Assets Under Management)	$ 232,957,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Paris Camara

GOLDMAN SACHS & CO. LLC

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Milton Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATOS WEALTH ADVISORS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

RIVERBEND WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2011

Series 65

Date: 2/18/1992

Series 63

Date: 2/18/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/1/2011

Series 10

Date: 5/5/2016

Series 9

Date: 3/7/2016

Series 8

Date: 7/28/1994

Current Firm

RIVERBEND WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERBEND WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors