Michael J. Mediano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Mediano was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1992. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2008 - December 31, 2013
ALPHA CAPITAL PARTNERS LLC
February 5, 2007 - April 27, 2007
DAKOTA WEALTH, LLC
January 5, 2007 - April 23, 2007
CHICAGO INVESTMENT GROUP, LLC
March 11, 2005 - December 31, 2006
CHICAGO INVESTMENT GROUP, LLC
January 8, 2002 - December 31, 2006
CHICAGO INVESTMENT GROUP, LLC
October 25, 1999 - January 26, 2000
WILMINGTON BROKERAGE SERVICES COMPANY
August 11, 1993 - November 10, 1997
CITICORP INVESTMENT SERVICES
March 10, 1992 - June 22, 1992
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPHA CAPITAL PARTNERS LLC
CRD#: 144075 / SEC#:
Contact information
Red Flags
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