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JF

John Thomas Ford

CRD# 2206110·Registered 1992 - 2006
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Thomas Ford was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1992 - 2006. John had worked at 9 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

I.C.R. FINANCIAL CENTER, INC.·CRD# 30557
BD
San Diego, CA
September 5, 2006 - December 31, 2006
AMERICAN NATIONAL MUNICIPAL CORPORATION·CRD# 44860
BD
Woodland Hills, CA
December 7, 1998 - September 1, 2004
PASSPORT SECURITIES, INC.·CRD# 38720
BD
Burlingame, CA
July 31, 1998 - March 19, 1999
THE HERITAGE GROUP, INC.·CRD# 24906
BD
San Francisco, CA
August 15, 1997 - June 10, 1998
SPECTRUM SECURITIES, INC.·CRD# 29305
BD
Aroura Hills, CA
August 1, 1995 - October 1, 1996
ROSE SECURITIES CORPORATION·CRD# 20573
BD
August 25, 1993 - June 20, 1994
FINANCIAL WEST GROUP·CRD# 16668
BD
Reno, NV
July 31, 1992 - September 8, 1993
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
Tampa, FL
March 19, 1992 - July 7, 1992
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
February 12, 1992 - May 27, 1992

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Current Firm

IF
I.C.R. FINANCIAL CENTER, INC.

I.C.R. FINANCIAL CENTER, INC. | REIBLINGER FINANCIAL CENTER, INC.

CRD#: 30557 / SEC#: 8-45002
BD
Terminated by SEC on 08/31/2007

Contact Information

Established

California since 02/24/1992

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
REIBLINGER CONSULTING CORPORATION80% OWNER—
BLACK RIVER CAPITAL CORPORATION20% OWNER—
HELFRICH, CHARLES JOSEPH JRDIRECTOR SALES AND MARKETING242208
KOHN, ADOLF FRIEDRICHPRESIDENT / CEO / CFO / CCO1887987

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1992About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed May 1997About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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