John T. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Ford was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 9 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2006 - December 31, 2006
I.C.R. FINANCIAL CENTER, INC.
December 7, 1998 - September 1, 2004
AMERICAN NATIONAL MUNICIPAL CORPORATION
July 31, 1998 - March 19, 1999
PASSPORT SECURITIES, INC.
August 15, 1997 - June 10, 1998
THE HERITAGE GROUP, INC.
August 1, 1995 - October 1, 1996
SPECTRUM SECURITIES, INC.
August 25, 1993 - June 20, 1994
ROSE SECURITIES CORPORATION
July 31, 1992 - September 8, 1993
FINANCIAL WEST GROUP
March 19, 1992 - July 7, 1992
CALTON & ASSOCIATES, INC.
February 12, 1992 - May 27, 1992
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
I.C.R. FINANCIAL CENTER, INC.
CRD#: 30557 / SEC#: , 8-45002
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
