Barbara A. Sanders
Professional summary
Barbara Ann Sanders, who also goes by Barbara Ann Doub, Barbara Ann Drexler, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Barbara is registered as a RR (Registered Representative) and started their career in finance in 1992. Barbara has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barbara Ann Sanders's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2017 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153January 26, 2010 - April 26, 2017
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
September 13, 2005 - May 2, 2017
RUSSELL INVESTMENTS
January 14, 2005 - February 14, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
January 12, 2005 - April 26, 2017
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
September 12, 2001 - January 10, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 28, 1999 - August 10, 2001
TALBOT FINANCIAL SERVICES, INC.
April 6, 1999 - August 15, 2001
SIGNATOR FINANCIAL SERVICES, INC.
March 4, 1999 - March 26, 1999
SIGNATOR FINANCIAL SERVICES, INC.
May 21, 1997 - March 5, 1999
LPL FINANCIAL LLC
January 30, 1992 - August 10, 1995
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2023)
(10/16/2024)
(9/12/2017)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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