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MT

Martin O. Teevan

FINALIS SECURITIES LLC
New York, NY 10003
Some features on this profile are disabled
CRD#: 2206021
MT

Professional summary

Martin Owen Teevan JR, who also goes by Marty Teevan, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Martin is registered as a RR (Registered Representative) and started their career in finance in 1992. Martin has worked at 13 firms and has passed the Series 65, Series 63, Series 57TO, Series 62, Series 82TO, SIE, Series 7, Series 55, Series 17 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Marty Teevan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Owen Teevan JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2022 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003
BD
CRD#: 305908
New York, NY
Past

April 28, 2021 - August 23, 2022

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

March 20, 2018 - May 8, 2019

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

June 6, 2017 - March 16, 2018

SAMUEL A. RAMIREZ & COMPANY, INC.

BD
CRD#: 6963
NEW YORK, NY
Past

January 7, 2016 - July 17, 2017

CLEARVIEW TRADING ADVISORS, INC.

BD
CRD#: 142873
TENAFLY, NJ
Past

September 11, 2013 - November 30, 2015

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

April 29, 2013 - September 3, 2013

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
NEW YORK, NY
Past

September 21, 2011 - April 16, 2013

GLOBAL HUNTER SECURITIES, LLC

BD
CRD#: 123003
NEW YORK, NY
Past

March 1, 2011 - September 13, 2011

TICONDEROGA SECURITIES LLC

BD
CRD#: 7671
NEW YORK, NY
Past

December 18, 2008 - September 10, 2010

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

June 18, 2007 - December 31, 2008

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

May 3, 2005 - June 7, 2007

UBS SECURITIES LLC

BD
CRD#: 7654
STAMFORD, CT
Past

February 28, 1992 - June 26, 1998

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/22/2022)
RR
California
(5/27/2024)
RR
Florida
(11/10/2022)
RR
Washington
(7/16/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/3/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/27/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/20/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 8/22/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 17
Date: 5/2/2005
Limited Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/27/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
228 Park Ave South Suite 85550, New York, NY 10003
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
AZARY, DENNIS MICHAELCEO/CCO/FINOP2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINALIS SECURITIES LLC

CRD#: 305908New York, NY 10003

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