Roger C. Hewins

TEAM HEWINS

Boca Raton, FL 33431

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CRD#: 2205798

Professional summary

Roger Colburn Hewins III, who also goes by Roger Hewins, is a registered financial advisor currently at TEAM HEWINS, LLC located in Boca Raton, Florida.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Roger has worked at 3 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roger Hewins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Colburn Hewins III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2018 - Present

TEAM HEWINS, LLC

Office #1: 2255 Glades Road Suite 412e, Boca Raton, FL 33431

RIA

CRD#: 291194

Boca Raton, FL

Past

April 20, 2001 - July 3, 2013

WIPFLI HEWINS INVESTMENT ADVISORS LLC

RIA

CRD#: 109972

SAN MATEO, CA

Past

May 2, 2000 - June 1, 2018

WIPFLI FINANCIAL ADVISORS, LLC

RIA

CRD#: 109983

REDWOOD CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEAM HEWINS, LLC

HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC

CRD#: 291194 / SEC#: 801-112939

RIA

Registered Investment Advisory firm - (4/20/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/29/2018)

IAR

Florida
(10/16/2018)

IAR

Texas
(5/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 1/2/1992

National Commodity Futures Examination

Current Firm

TEAM HEWINS, LLC

HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC

CRD#: 291194 / SEC#: 801-112939

RIA

Registered Investment Advisory firm - (4/20/2018 Approved)

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Contact information

Main Address

950 Tower Lane Suite 1050, Foster City, CA 94404

Mailing Address

Phone number

(650) 620-3040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TEAM HEWINS FORM ADV PART 2A BROCHURE (1/6/2026)

Regulatory assets under management

Total Number of Accounts	2,030
AUM (Assets Under Management)	$ 3,433,219,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger C. Hewins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Colburn Hewins III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEAM HEWINS, LLC

WIPFLI HEWINS INVESTMENT ADVISORS LLC

WIPFLI FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

TEAM HEWINS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2000

Series 3

Date: 1/2/1992

Current Firm

TEAM HEWINS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEAM HEWINS, LLC

TRUST BUT VERIFY

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