Robert C. Church
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Clarke Church, who also goes by Robert C Church, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2017 - April 1, 2020
FFEC WEALTH PARTNERS LLC
November 22, 2017 - April 1, 2020
FFEC WEALTH PARTNERS LLC
December 17, 2014 - November 2, 2017
ROBERT W. BAIRD & CO. INCORPORATED
December 17, 2014 - November 2, 2017
ROBERT W. BAIRD & CO. INCORPORATED
June 25, 2007 - January 2, 2015
MOORS & CABOT, INC.
February 3, 2005 - June 25, 2007
MOORS & CABOT INC
November 24, 2003 - January 2, 2015
MOORS & CABOT, INC.
July 11, 2001 - November 25, 2003
WELLS FARGO INVESTMENTS, LLC
July 14, 2000 - July 11, 2001
WELLS FARGO SECURITIES, LLC
August 16, 1993 - July 25, 2000
PIPER SANDLER & CO.
February 10, 1992 - August 18, 1993
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
