Shawn K. Ayre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Kenneth Ayre was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1992. Shawn had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1995 - May 1, 1995
BARINGTON CAPITAL GROUP, L.P.
May 3, 1994 - February 14, 1995
COMMONWEALTH ASSOCIATES
February 12, 1993 - May 6, 1994
REICH & CO., INC.
December 23, 1992 - February 18, 1993
IDS LIFE INSURANCE COMPANY
December 23, 1992 - February 18, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
March 30, 1992 - September 4, 1992
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARINGTON CAPITAL GROUP, L.P.
CRD#: 29383 / SEC#: , 8-44301
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
