GN
Garrett T. Nagle
GARRETT NAGLE & CO.
Woburn, MA 01801
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CRD#: 2205589
GN
Professional summary
Garrett Thomas Nagle is a registered financial professional currently at GARRETT NAGLE & CO., INC. located in Woburn, Massachusetts.
Garrett is registered as a RR (Registered Representative) and started their career in finance in 1997. Garrett has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Garrett Thomas Nagle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 1997 - Present
GARRETT NAGLE & CO., INC.
Office #1: 300 Unicorn Park Drive, Woburn, MA 01801Office #2: 300 Unicorn Park Drive, Woburn, MA 01801RIA
BD
CRD#: 7071
Woburn, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GARRETT NAGLE & CO., INC.
GARRETT NAGLE & CO., INC.
CRD#: 7071 / SEC#: 801-11370, 8-20369
RIA
Registered Investment Advisory firm - SEC (2/25/1976 Approved)Texas
Registered Investment Advisory firm - SEC (12/14/2001 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/20/2021)
RR
California(12/23/2020)
RR
District of Columbia(8/31/2020)
RR
Florida(9/11/2020)
RR
Georgia(4/9/2015)
RR
Indiana(9/11/2020)
RR
Maine(2/3/2021)
RR
Maryland(6/27/2019)
RR
Massachusetts(1/22/1998)
RR
New Hampshire(9/11/2020)
RR
New York(4/19/2005)
RR
Rhode Island(9/11/2020)
RR
South Carolina(4/22/2015)
RR
Vermont(9/11/2020)
RR
Virginia(9/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/29/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GARRETT NAGLE & CO., INC.
GARRETT NAGLE & CO., INC.
CRD#: 7071 / SEC#: 801-11370, 8-20369
RIA
Registered Investment Advisory firm - SEC (2/25/1976 Approved)Texas
Registered Investment Advisory firm - SEC (12/14/2001 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
300 Unicorn Park Drive, Woburn, MA 01801-3363
Mailing Address
300 Unicorn Park Drive, Woburn, MA 01801
Phone number
(617) 737-9090
Established
Massachusetts since 01/08/1976
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4
SEC notice filing (16 States and Territories)
FINRA licenses (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 143 |
| AUM (Assets Under Management) | $ 95,839,185 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GARRETT NAGLE & CO., INC.
CRD#: 7071Woburn, MA 01801TRUST BUT VERIFY
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