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David S. Dusenbury

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CRD#: 2205558
DD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Scott Dusenbury, who also goes by David Dusenbury, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1992. David had worked at 3 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


David Dusenbury

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 16, 2010 - June 2, 2021

DALTON, GREINER, HARTMAN, MAHER & CO., LLC

RIA
CRD#: 130913
NEW YORK, NY
Past

September 7, 1994 - March 18, 2002

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

February 27, 1992 - September 30, 1994

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/26/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


DG
DALTON, GREINER, HARTMAN, MAHER & CO., LLC
DALTON, GREINER, HARTMAN, MAHER & CO., LLC | DALTON,GRSINOR,HORTMAN,MANOR & CO LLC

CRD#: 130913 / SEC#: 801-62895

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Contact information


Main Address
565 Fifth Avenue Suite 2101, New York, NY 10017-2413
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE-3-21-11 (3/8/2021)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DALTON, GREINER, HARTMAN, MAHER & CO., LLC

CRD#: 130913

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