Robyn E. Hoover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robyn Eileen Hoover was a registered financial professional .
Robyn is a previously registered financial professional and started their career in finance in 1992. Robyn had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2010 - December 7, 2017
STONEX FINANCIAL INC.
September 19, 2007 - September 2, 2008
AFAM CAPITAL, INC.
May 7, 2007 - August 15, 2008
QUASAR DISTRIBUTORS, LLC
December 1, 2004 - April 23, 2007
INTERACTIVE BROKERS CORP.
August 29, 2000 - January 27, 2004
UNX LLC
April 10, 2000 - August 23, 2000
HOTOVEC, POMERANZ & CO., LLC
April 7, 2000 - April 7, 2000
EQUITY STATION, INC.
August 18, 1999 - March 10, 2000
NORTH AMERICAN INSTITUTIONAL BROKERS
October 30, 1995 - September 9, 1996
ATLAS SECURITIES, LLC
March 2, 1992 - August 24, 1993
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/27/2001
Limited Representative-Equity Trader ExamCurrent Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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