Yvonne M. Dier
Professional summary
Yvonne Marie Dier, who also goes by Yvonne Marie Dier, Yvonne Marie Smith, is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.
Yvonne is registered as a RR (Registered Representative) and started their career in finance in 1993. Yvonne has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yvonne Marie Dier's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2016 - Present
SILVER LEAF PARTNERS, LLC
Office #1: 3 Columbus Circle Floor 15, New York, NY 10019June 14, 2000 - March 12, 2001
NYLIFE SECURITIES LLC
August 5, 1997 - October 12, 1998
MORGAN STANLEY & CO. LLC
September 7, 1993 - June 30, 1997
CHARLES SCHWAB & CO., INC.
January 20, 1993 - July 24, 1993
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2017)
Exams
Series 8
Date: 3/5/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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