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KV

Kelsey Vandeventer

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CRD#: 2205433
KV

Professional summary


Kelsey Vandeventer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kelsey is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Kelsey had worked at 5 firms, which includes BROWNSTONE CAPITAL CORP., H.J. MEYERS & CO. INC., TRIGEM AMERSTOCK CORPORATION, GLOBAL CAPITAL SECURITIES CORPORATION, DEL MAR SECURITIES INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 17, 1996 - August 13, 1996

BROWNSTONE CAPITAL CORP.

BD
CRD#: 14055
NEW YORK, NY
Past

January 7, 1994 - July 12, 1994

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

November 5, 1993 - December 22, 1993

TRIGEM AMERSTOCK CORPORATION

BD
CRD#: 10915
Past

August 27, 1992 - August 28, 1993

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

June 22, 1992 - August 31, 1992

DEL MAR SECURITIES, INC.

BD
CRD#: 14411
Past

January 17, 1992 - May 12, 1992

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/5/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


BC
BROWNSTONE CAPITAL CORP.
BROWNSTONE CAPITAL CORP. | CTS & ASSOCIATES, INC. | CTS & ASSOCIATES INC.

CRD#: 14055 / SEC#: , 8-29349

BD
Revoked by SEC on 02/13/2004
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 06/10/1981
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BROWNSTONE CAPITAL CORP.

CRD#: 14055

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