Peter M. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Matthew Jacobs, who also goes by Jacobs, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1992. Peter had worked at 7 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2012 - July 30, 2014
QUAD CAPITAL, LLC
May 16, 2011 - November 15, 2011
COASTAL TRADE SECURITIES, LLC
March 22, 2011 - April 19, 2011
PROTRADE SECURITIES, LLC
June 22, 2007 - January 2, 2008
OPUS TRADING FUND LLC
June 7, 2007 - June 25, 2007
RAYMOND JAMES & ASSOCIATES, INC.
May 9, 2006 - June 14, 2007
OPUS TRADING FUND LLC
January 17, 1995 - November 11, 2002
SCHONFELD SECURITIES, LLC
May 23, 1994 - December 23, 1994
PRUDENTIAL EQUITY GROUP, LLC
April 3, 1992 - February 2, 1993
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/2/1999
Limited Representative-Equity Trader ExamCurrent Firm
QUAD CAPITAL, LLC
CRD#: 148927 / SEC#: , 8-68085
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QUAD CAPITAL MANAGEMENT, LLC | OWNER | |
| BENINCASA, GABRIEL ANTHONY | GENERAL COUNSEL & CCO | 2253881 |
| CIAMPI, GUERINO | SMD | |
| GUARINO, JOHN VINCENT | SMD | |
| RUBACKY, PAUL IGNATIAUS | CFO |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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