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Thomas Matthew Schieber

CRD# 2205298·Registered 1992 - 2014
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Matthew Schieber was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1992 - 2014. Thomas had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

THE MUTUAL FUND STORE·CRD# 144710
RIA
Dayton, OH
March 20, 2008 - July 2, 2014
THE MUTUAL FUND STORE·CRD# 130154
RIA
Dayton, OH
February 4, 2004 - July 2, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
January 13, 2003 - January 22, 2004
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
August 15, 2002 - November 22, 2002
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Jersey City, NJ
June 18, 2001 - December 12, 2001
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
December 11, 1998 - April 24, 2001
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
February 28, 1994 - March 13, 1997
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
February 21, 1992 - November 24, 1992

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Current Firm

TM
THE MUTUAL FUND STORE

THE MUTUAL FUND STORE | TMFS-DAYTON, LLC

CRD#: 144710 / SEC#: 801-70677

Contact Information

Main Address

4412 Indian Ripple Rd., Dayton, OH 45440

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1992About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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