Thomas M. Schieber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Matthew Schieber was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1992. Thomas had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2008 - July 2, 2014
THE MUTUAL FUND STORE
February 4, 2004 - July 2, 2014
THE MUTUAL FUND STORE
January 13, 2003 - January 22, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 15, 2002 - November 22, 2002
CAPITAL BROKERAGE CORPORATION
June 18, 2001 - December 12, 2001
COREBRIDGE CAPITAL SERVICES, INC.
December 11, 1998 - April 24, 2001
CAPITAL BROKERAGE CORPORATION
February 28, 1994 - March 13, 1997
A. G. EDWARDS & SONS, INC.
February 21, 1992 - November 24, 1992
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE MUTUAL FUND STORE
CRD#: 144710 / SEC#: 801-70677
Contact information
Red Flags
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