Charles R. West

RAYBURN WEST FINANCIAL SERVICES

Nashville, TN 37215

Some features on this profile are disabled

CRD#: 2205187

Professional summary

Charles Rayburn West JR, who also goes by C Ray Jr West, Charles Raburn West Jr, Charles Raburn Jr West, Ray West, is a registered financial advisor currently at RAYBURN WEST FINANCIAL SERVICES located in Nashville, Tennessee.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Charles has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

C Ray Jr West | Charles Raburn West Jr | Charles Raburn Jr West | Ray West

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Rayburn West JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2008 - Present

RAYBURN WEST FINANCIAL SERVICES

Office #1: 4117 Hillsboro Pike Suite 208, Nashville, TN 37215

RIA

CRD#: 145264

Nashville, TN

Past

October 30, 2009 - December 31, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NASHVILLE, TN

Past

June 29, 2007 - November 27, 2009

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

NASHVILLE, TN

Past

June 29, 2007 - November 27, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

NASHVILLE, TN

Past

March 30, 2004 - July 5, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

BRENTWOOD, TN

Past

November 11, 2002 - July 5, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BRENTWOOD, TN

Past

September 1, 2000 - November 19, 2002

HOWARD WEIL INCORPORATED

CRD#: 30958

NEW ORLEANS, LA

Past

February 14, 2000 - September 7, 2000

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

June 19, 1997 - February 14, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

January 10, 1992 - June 17, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAYBURN WEST FINANCIAL SERVICES

RAYBURN WEST FINANCIAL SERVICES | RAYBURN WEST FINANCIAL SERVICES LLC

CRD#: 145264 / SEC#: 801-118455

RIA

Registered Investment Advisory firm - (4/23/2020 Approved)

Tennessee

Registered Investment Advisory firm - (4/30/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/28/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/1992

General Securities Representative Examination

Current Firm

RAYBURN WEST FINANCIAL SERVICES

RAYBURN WEST FINANCIAL SERVICES | RAYBURN WEST FINANCIAL SERVICES LLC

CRD#: 145264 / SEC#: 801-118455

RIA

Registered Investment Advisory firm - (4/23/2020 Approved)

Tennessee

Registered Investment Advisory firm - (4/30/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4117 Hillsboro Pike Suite 208, Nashville, TN 37215

Mailing Address

Phone number

(615) 386-6932

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAYBURN WEST FINANCIAL ADV PART 2 (7/17/2025)

Regulatory assets under management

Total Number of Accounts	142
AUM (Assets Under Management)	$ 180,386,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Thomas Ennis

TRUIST ADVISORY SERVICES, INC.

IAR

SUITE 620, TN

James Parker

MORGAN STANLEY

IAR

Franklin, TN

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

IAR

Nashville, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles R. West

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Rayburn West JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

HOWARD WEIL INCORPORATED

AMSOUTH INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

RAYBURN WEST FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/1996

Series 63

Date: 1/20/1992

SIE

Date: 12/31/2016

Series 7

Date: 1/8/1992

Current Firm

RAYBURN WEST FINANCIAL SERVICES

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAYBURN WEST FINANCIAL SERVICES

TRUST BUT VERIFY

Contact information

Similar Advisors