Susan L. Torbin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Lynne Torbin, AIF®, CFP®, who also goes by Susan Lynne Bereznik, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1992. Susan had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
February 19, 1996 - March 16, 2015
DIVERSIFIED RETIREMENT INCOME SPECIALISTS, INC.
October 3, 1995 - July 1, 2025
COMMONWEALTH FINANCIAL NETWORK
October 3, 1995 - July 1, 2025
COMMONWEALTH FINANCIAL NETWORK
January 15, 1992 - October 4, 1995
IDS LIFE INSURANCE COMPANY
January 15, 1992 - October 4, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
DIVERSIFIED RETIREMENT INCOME SPECIALISTS, INC.
CRD#: 141621 / SEC#:
Contact information
Red Flags
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Company Information
DIVERSIFIED RETIREMENT INCOME SPECIALISTS, INC.
CRD#: 141621TRUST BUT VERIFY
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