Benjamin C. Bishop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Clyde Bishop JR was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1972. Benjamin had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 55, Series 14, Series 24, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2017 - September 9, 2021
JHH WEALTH, LLC
October 1, 2014 - December 31, 2016
JHH WEALTH, LLC
March 12, 1990 - September 9, 2021
ALLEN C. EWING & CO.
August 11, 1986 - March 12, 1990
ALLEN C. EWING & CO.
May 26, 1972 - August 6, 1986
HERMITAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 8/14/2000
Limited Representative-Equity Trader ExamSeries 00
Date: 5/24/1972
General Securities Principal ExaminationCurrent Firm
JHH WEALTH, LLC
CRD#: 153924 / SEC#: 801-71578
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 41,012,128 |
Red Flags
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