CR
Charles H. Rahm
MIAI
Dallas, TX 75251
Some features on this profile are disabled
CRD#: 2204993
CR
Professional summary
Charles Haskell Rahm is a registered financial advisor currently at MIAI, INC. located in Dallas, Texas and MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Charles has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Haskell Rahm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2016 - Present
MIAI, INC.
Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251RIA
CRD#: 111695
Dallas, TX
Current
April 5, 2002 - Present
MAPLEWOOD INVESTMENTS, INC.
Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251Office #2: 12222 Merit Dr Suite 1390, Dallas, TX 75251BD
CRD#: 103723
Dallas, TX
Past
January 6, 1994 - April 5, 2002
SECURITRADE CORPORATION
BD
CRD#: 35520
IRVING, TX
Past
February 5, 1992 - January 14, 1994
MAY FINANCIAL CORPORATION
BD
CRD#: 3927
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MIAI, INC.
EDWARD W. MURRAY | MIAI, INC. | MAPLEWOOD INVESTMENTS, INC. | GOODWIN SCHROEDER SECURITIES, INC. | FLEMING WATSON FINANCIAL SERVICES | FAIRFIELD INVESTMENT SERVICES
CRD#: 111695 / SEC#: 801-61363
RIA
Registered Investment Advisory firm - (8/2/2002 Approved)Ohio
Registered Investment Advisory firm - (6/9/2004 Terminated)Texas
Registered Investment Advisory firm - (8/12/2002 Terminated)West Virginia
Registered Investment Advisory firm - (6/4/2004 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2011)
RR
Hawaii(10/3/2018)
RR
Illinois(7/17/2025)
RR
Louisiana(2/8/2010)
RR
New York(3/3/2004)
RR
North Carolina(6/27/2024)
RR
Oklahoma(4/5/2002)
RR
Texas(4/5/2002)
IAR
Texas(5/26/2016)
RR
Virginia(1/6/2009)
RR
Washington(7/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MIAI, INC.
EDWARD W. MURRAY | MIAI, INC. | MAPLEWOOD INVESTMENTS, INC. | GOODWIN SCHROEDER SECURITIES, INC. | FLEMING WATSON FINANCIAL SERVICES | FAIRFIELD INVESTMENT SERVICES
CRD#: 111695 / SEC#: 801-61363
RIA
Registered Investment Advisory firm - (8/2/2002 Approved)Ohio
Registered Investment Advisory firm - (6/9/2004 Terminated)Texas
Registered Investment Advisory firm - (8/12/2002 Terminated)West Virginia
Registered Investment Advisory firm - (6/4/2004 Cancelled)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12222 Merit Dr Suite 1390, Dallas, TX 75251
Mailing Address
Phone number
(214) 739-5677
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 276 |
| AUM (Assets Under Management) | $ 213,321,166 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MIAI, INC.
CRD#: 111695Dallas, TX 75251TRUST BUT VERIFY
Monitor Charles Rahm
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
